Planning for continuity
when the unexpected happens.
Paulsen Belding Wealth Management maintains a business continuity plan designed to help us continue serving clients in the event of a significant business disruption.
Approach
Prepared to respond.
Focused on serving you.
Our business continuity plan addresses how we may respond to disruptions affecting our office, communications, technology, personnel, or other resources used in serving our clients.
Depending on the nature and scope of an event, we may use alternate communication methods or locations and rely on the business continuity resources provided by LPL Financial to support essential services.
Our goal is to respond appropriately to the circumstances, maintain communication when reasonably possible, and help clients continue accessing the financial services and resources available to them.
Different disruptions.
One goal: continuity.
Communication
Alternate ways to communicate with clients and our team when normal communication methods are unavailable.
Office & Operations
Procedures for responding when our primary office or normal operating resources are unavailable.
Technology & Records
Continuity considerations involving technology, client records, systems, and access to essential business resources.
LPL Financial Resources
Coordination with LPL Financial and its business continuity resources for services and functions supported by LPL Financial.
Staying connected
when circumstances change.
During a significant business disruption, we will make reasonable efforts to continue communicating with clients and providing access to essential services.
If normal communication methods are unavailable, we may use other available methods to communicate important information and provide direction regarding access to accounts and services.
If you are unable to reach Paulsen Belding Wealth Management during a disruption, you may contact LPL Financial directly for assistance.
Business continuity plans are designed to prepare for a range of circumstances.
Because the circumstances surrounding an actual disruption can vary, no business continuity plan can eliminate all risk or guarantee that service will continue without interruption. Our plan is reviewed periodically and may be updated as our business, operations, or available resources change.